Internal Investigations: Conflict and Privilege Considerations - 1460
Price: $ 119.00 (USD)
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You will receive 1 credit (CE) upon completion of this course.
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Course Description
Internal investigations can result in many types of conflicts, from legal conflicts covered by professional ethics rules to competing interests for those involved in the investigation. In addition, internal investigations invariably raise issues related to attorney-client privilege and work-product privilege. In this course, securities law expert Nina Locker discusses the most common conflict and privilege issues that may arise during internal investigations and provides recommendations for how to deal with them.
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Course Outline
Internal Investigations: Conflict and Privilege
I. Overview
II. Conflicts
A. California Rule 3-310
B. Is an Investigation Necessary?
C. Who Decides?
D. Who Conducts Investigation?
E. Relationship Between Outside Counsel and Auditors
F. Relationship Questions
G. If a Conflict Arises
H. Employee Interviews
I. Permissible Conduct
J. Investigation Ending
K. Press Release
III. Privilege
A. Attorney-Client Privilege
B. Work-Product Doctrine
C. Disclosure and Waiver
D. Disclosing Attorney-Client Communications to Auditors
E. Disclosing Work Product to Auditors
F. Disclosure to the Government
G. Questions and Answers
AfterWords®
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I. Overview
II. Conflicts
A. California Rule 3-310
B. Is an Investigation Necessary?
C. Who Decides?
D. Who Conducts Investigation?
E. Relationship Between Outside Counsel and Auditors
F. Relationship Questions
G. If a Conflict Arises
H. Employee Interviews
I. Permissible Conduct
J. Investigation Ending
K. Press Release
III. Privilege
A. Attorney-Client Privilege
B. Work-Product Doctrine
C. Disclosure and Waiver
D. Disclosing Attorney-Client Communications to Auditors
E. Disclosing Work Product to Auditors
F. Disclosure to the Government
G. Questions and Answers
AfterWords®
More Information
| Language | English |
| Course Length | 1.02 hours |
| Duration of Access | for 3 months from day of enrollment |
| Continuing Education Credits | 1 |
| Instructor | Nina Locker |
| Vendor | Cognistar (Read more about Cognistar accreditation.) |
| Course Certification | CLE credit available, see details for each course for states where available |
| Prerequisites/Audience | intended for attorneys and law students |
| Requirements/Materials Included | computer with Internet access |
Price: $ 119.00 (USD)
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